C.V.

Efraín is a global executive and Chief Compliance Officer with more than 25 years of experience leading Compliance, Risk Management, Internal Investigations, and Ethics functions across multinational corporations. He specializes in designing, implementing, and strengthening enterprise‑wide compliance programs; conducting complex internal investigations; identifying systemic control gaps; and developing practical, scalable, and cost‑efficient regulatory solutions aligned with international standards.

He has worked extensively across the Automotive, Petrochemical, Financial Services, Energy, Automation, and Healthcare sectors, holding leadership roles in global companies such as BOCAR, BRASKEM Idesa, SIEMENS, and ALSTOM. His work spans North America, Latin America, and multiple international jurisdictions, supporting corporate operations, government‑related projects, and cross‑border compliance initiatives.

Efraín has served as a primary liaison with national and international regulators, including Mexico’s SFP, CNBV, and SAT, as well as U.S. and global authorities such as the SEC, Department of Justice (DoJ), OFAC, and independent Monitors. He has coordinated internal and external audits, regulatory reviews, and high‑stakes investigations involving anti‑corruption, fraud, misconduct, conflicts of interest, and control failures.

He is recognized for his ability to translate complex regulatory expectations into actionable business practices, build strong compliance cultures, and guide senior leadership through risk‑sensitive decisions. His work includes the development of compliance programs, risk assessments, internal controls, governance frameworks, and training programs for both private and governmental institutions.

PROFESSIONAL EXPERIENCE

Chief Compliance Officer / Global Leader in Compliance, Risk & Investigations
Leadership across multinational environments, with responsibility for:

• Designing and implementing corporate compliance programs, internal controls, and governance frameworks.
• Leading internal investigations involving fraud, corruption, misconduct, regulatory breaches, and operational failures.
• Conducting risk assessments, compliance program evaluations, and remediation strategies.
• Coordinating with national and international regulators, external counsel, and independent monitors.
• Supporting cross‑border operations in Mexico, the United States, Brazil, Canada, Venezuela, and other jurisdictions.
• Developing and delivering regulatory training, anti‑corruption programs, and compliance awareness initiatives.
• Advising senior executives and boards on compliance risks, enforcement trends, and regulatory expectations.

His work has supported global corporations, private entities, and government institutions, strengthening their compliance posture and operational integrity.